|
Issuer
|
Underlying
|
Ticker
|
Coupon
|
Payment
|
Settle
|
Maturity
|
CUSIP
|
StrikePrice |
BarrierPrice |
Ratings
|
Legal Doc |
Additional Info |
|
Barclays
|
5yr Gold Cliquet Cd
|
[.25-1]% annual cpn
|
[.25-1]% annual
|
Monthly
|
10/29/2010
|
10/27/2015
|
06740AMA4
|
|
|
FDIC Insured
|
|
|
|
Barclays Bank Delaware
|
5yr Gold Cliquet CD
|
[.25-1]% annual cpn
|
[.25-1]% annual
|
Maturity
|
12/31/2010
|
12/31/2015
|
06740AMW6
|
|
|
FDIC Insured
|
|
|
|
Barclays
|
5yr INR vs. USD CD
|
[.25-1]% annual cpn
|
[.25-1]% annual
|
Monthly
|
10/29/2010
|
10/27/2015
|
06740ALY3
|
|
|
FDIC Insured
|
|
|
|
Barclays
|
5yr SP 500 Cliquet CD
|
[.25-1]% annual
|
[.25-1]% annual cpn
|
Monthly
|
10/29/2010
|
10/27/2015
|
06740AMD8
|
|
|
FDIC Insured
|
|
|
|
Barclays Bank Delaware
|
Light Sweet Crude Oil (WTI Crude)
|
[.50-1.00]% per annum
|
.50% - 1.00%
|
Monthly
|
2/26/2010
|
2/24/2015
|
06740AJM2
|
|
|
FDIC Insured
|
|
|
|
Bank of America
|
Dow Jones Industrial Average
|
[1.00-3.00]%
|
[1.00-3.00]% Guar Min
|
Monthly
|
5/28/2010
|
5/31/2016
|
06048ABU5
|
|
|
FDIC Insured
|
|
|
|
SunTrust Bank
|
Brazilian Real (BRL)
|
[13-13.75]%
|
[13-13.75]% or 50%
|
Monthly
|
8/31/2009
|
8/22/2014
|
86789VJM0
|
|
|
A2 / A-
|
|
|
|
Barclays Bank Delaware
|
SP 500 Index
|
[2.50-5.00]% coupon
|
.50%-1.00%
|
Monthly
|
2/26/2010
|
2/24/2015
|
06740AJT7
|
|
|
FDIC Insured
|
|
|
|
Wells Fargo Bank N.A.
|
Dow Jones UBS Commodity Index (DJUBS)
|
[5.00-6.00]% at maturity
|
[5-6]% guarenteed min return
|
Monthly
|
3/31/2010
|
3/31/2016
|
949748XT9
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Bank
|
6yr Income Opportunity CD
|
[8-11]% per underlying
|
[8-11]% per underlying
|
Monthly
|
10/28/2010
|
10/25/2016
|
48123YPV2
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Bank
|
6yr Income Opportunity CD
|
[8-11]% per underlying
|
[8-11]% per underlying
|
Monthly
|
9/29/2010
|
9/26/2016
|
48123YPB6
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Bank
|
10 Stock Basket
|
0%
|
See Doc
|
Monthly
|
12/30/2011
|
12/30/2016
|
48123Y3K0
|
|
|
FDIC Insured
|
|
|
|
JP Morgan
|
JPM ETF Efficiente 5 Index
|
0%
|
Mat Pay
|
Monthly
|
10/31/2011
|
10/31/2018
|
48123YU38
|
|
|
FDIC Insured
|
|
|
|
SunTrust Bank
|
London Gold Market Fixing (GOLDLNPM)
|
10% min coupon
|
see terms
|
Monthly
|
1/28/2010
|
1/29/2015
|
86789VKZ9
|
|
|
FDIC Insured
|
|
|
|
SunTrust
|
DJIA Index
|
10%
|
see terms
|
Monthly
|
1/28/2010
|
1/16/2015
|
86789VKY2
|
|
|
FDIC Insured
|
|
|
|
SunTrust Bank
|
DJIA Index
|
10%
|
see terms
|
Monthly
|
8/28/2009
|
8/29/2014
|
86789VJU2
|
|
|
A2 / A-
|
|
|
|
SunTrust Bank
|
GOLDLNPM Index
|
10%
|
see terms
|
Monthly
|
7/31/2009
|
7/31/2014
|
86789VJD0
|
|
|
A2 / A-
|
|
|
|
SunTrust Bank
|
GOLDLNPM Index
|
10%
|
10% guar. min.
|
Monthly
|
9/30/2009
|
9/30/2014
|
86789vjv0
|
|
|
A2 / A-
|
|
|
|
SunTrust Bank
|
RTY Index
|
10%
|
see terms
|
Monthly
|
10/28/2009
|
10/29/2014
|
86789VKK2
|
|
|
A2 / A-
|
|
|
|
SunTrust Bank
|
Russell 2000 Index (RTY)
|
10%
|
see terms
|
Monthly
|
8/28/2009
|
8/29/2014
|
86789VJT5
|
|
|
A2 /A-
|
|
|
|
JP Morgan
|
JPM ETF Efficiente 5 Index, EEJPUS5E
|
105%
|
Mat Pay
|
Monthly
|
10/31/2011
|
10/31/2017
|
48123YT97
|
|
|
FDIC Insured
|
|
|
|
SunTrust Bank
|
GOLDLNPM Index
|
12%
|
see terms
|
Monthly
|
10/28/2009
|
10/24/2014
|
86789VKE6
|
|
|
A2 / A-
|
|
|
|
Union Bank NA
|
7yr BRIK Currency CD
|
14% min
|
n/a
|
Monthly
|
11/29/2010
|
11/24/2017
|
90521ADP0
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Bank
|
JPM ETF Effiicient 5 AND SP500 Divi Aristocrats
|
2.50%
|
See Doc
|
Monthly
|
12/30/2011
|
12/31/2018
|
48123Y3R5
|
|
|
FDIC Insured
|
|
|
|
MTFG
|
Gold Linked CD with cap and minimum coupon
|
3.5% at mat
|
0.000
|
Monthly
|
8/30/2010
|
8/30/2017
|
90521ACN6
|
|
|
FDIC Insured
|
|
|
|
Union Bank NA
|
7yr DJUBS Linked CD w/ min cpn
|
3.50% min cpn
|
3.50% min cpn
|
Monthly
|
9/29/2010
|
9/15/2017
|
90521ACV8
|
|
|
FDIC Insured
|
|
|
|
Union Bank NA
|
7 year Gold Linked CD
|
3.50%
|
0.00%
|
Monthly
|
10/28/2011
|
10/25/2017
|
90521ADE5
|
|
|
FDIC Insured
|
|
|
|
Barclays
|
10yrCMS
|
3.75% min coupon
|
3.75%-10.00% min/max
|
Monthly
|
12/24/2009
|
12/24/2019
|
06740JEC0
|
|
|
Aa3 / AA-
|
|
|
|
Union Bank
|
Russell 2000 Index
|
5%
|
See terms
|
Monthly
|
11/28/2011
|
11/28/2016
|
90521AHL5
|
|
|
FDIC Insured
|
|
|
|
Union Bank NA
|
7yr DJUBS Linked CD w/ min cpn
|
7% min cpn
|
7% min cpn
|
Monthly
|
12/30/2010
|
12/27/2017
|
90521ADX3
|
|
|
FDIC Insured
|
|
|
|
HSBC Bank
|
10yrCMS - 2yrCMS - 25bps
|
8% max coupon
|
7.00%
|
Monthly
|
10/7/2009
|
10/7/2019
|
40431AL59
|
|
|
AA
|
|
|
|
Union Bank NA
|
7yr DJIA Index Linked CD with min return
|
8% min cpn
|
8% min cpn
|
Monthly
|
9/29/2010
|
9/25/2017
|
90521ACU0
|
|
|
FDIC Insured
|
|
|
|
Barclays
|
Alcoa Inc
|
AA
|
11.90%
|
Monthly
|
9/30/2011
|
3/30/2012
|
06741JMY2
|
|
|
|
|
|
|
Societe Generale
|
AK Steel
|
AKS
|
20.00%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5Y4
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Amazon
|
AMZN
|
9.50%
|
Monthly
|
11/30/2011
|
11/28/2012
|
06741JPS2
|
|
|
Aa3 / AA-
|
|
|
|
Soc Gen
|
ATP Oil and Gas
|
ATPG
|
24.00%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A4V1
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
ATP Oil and Gas
|
ATPG
|
39.00%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5X6
|
|
|
Aa3 / A+
|
|
|
|
Morgan Stanley
|
Bank of America
|
BAC
|
10.50%
|
Monthly
|
2/25/2011
|
2/28/2012
|
617482RG1
|
|
|
A2 / A
|
|
|
|
Barclays Bank PLC
|
Bank of America
|
BAC
|
20.00%
|
Monthly
|
12/30/2011
|
3/30/2012
|
06741JQA0
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Bank of America
|
BAC
|
16.00%
|
Monthly
|
1/31/2012
|
4/30/2012
|
06741JQV4
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Bank of America
|
BAC
|
15.50%
|
Monthly
|
11/30/2011
|
5/31/2012
|
06741JPL7
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
Bank of America Corp
|
BAC
|
19.00%
|
Monthly
|
9/30/2011
|
3/30/2012
|
06741JNC9
|
|
|
|
|
|
|
Barclays
|
Baker Hughes Inc
|
BHI
|
11.30%
|
Monthly
|
9/30/2011
|
3/30/2012
|
06741JMZ9
|
|
|
|
|
|
|
Barclays Bank PLC
|
Baidu Inc
|
BIDU
|
13.00%
|
Monthly
|
12/30/2011
|
12/28/2012
|
06741JQJ1
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Caterpillar
|
CAT
|
11.00%
|
Monthly
|
12/30/2011
|
6/29/2012
|
06741JQF9
|
|
|
Aa3 / A+
|
|
|
|
RBC
|
Caterpillar
|
CAT
|
8.50%
|
Monthly
|
8/18/2011
|
8/20/2012
|
78008TPD0
|
|
|
AA+ / Aa1
|
|
|
|
Citibank NA
|
6yr DJIA Linked Shark Fin CD
|
contingent cpn
|
contingent cpn
|
Monthly
|
9/29/2010
|
9/21/2016
|
172986CG4
|
|
|
FDIC Insured
|
|
|
|
Soc Gen
|
Salesforce.com
|
CRM
|
17.00%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A607
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Citigroup
|
C
|
11.00%
|
Monthly
|
11/30/2011
|
11/28/2012
|
06741JPQ6
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
Citigroup
|
C
|
12.50%
|
Monthly
|
12/30/2011
|
12/28/2012
|
06741JQH5
|
|
|
Aa3 / A+
|
|
|
|
Soc Gen
|
Citigroup
|
C
|
21.00%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A4W9
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Citigroup
|
C
|
17.00%
|
Monthly
|
12/30/2011
|
3/29/2012
|
78423A5G3
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Citigroup
|
C
|
11.00%
|
Monthly
|
1/31/2012
|
7/31/2012
|
06741JQZ5
|
|
|
Aa3 / A+
|
|
|
|
Barclays
|
Citigroup Inc
|
C
|
16.00%
|
Monthly
|
10/31/2011
|
10/31/2012
|
06741JNZ8
|
|
|
AA- / Aa3
|
|
|
|
Barclays
|
Citigroup Inc
|
C
|
15.00%
|
Monthly
|
9/30/2011
|
3/30/2012
|
06741JNB1
|
|
|
|
|
|
|
RBC
|
Deer and Co.
|
DE
|
8.005
|
Monthly
|
8/18/2011
|
8/20/2012
|
78008TPE8
|
|
|
AA+ / Aa1
|
|
|
|
RBC
|
Deere and Company
|
DE
|
7.75%
|
Monthly
|
7/29/2011
|
7/31/2012
|
78008TKW3
|
|
|
AA+ / Aa1
|
|
|
|
RBC
|
El Dorado Gold Corp.
|
EGO
|
13.00%
|
Monthly
|
8/18/2011
|
2/21/2012
|
78008TNW0
|
|
|
AA+ / Aa1
|
|
|
|
Soc Gen
|
Freeport McMoran
|
FCX
|
15.25%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A4X7
|
|
|
Aa3 / A+
|
|
|
|
Barclays
|
Freeport McMoRan Copper
|
FCX
|
15.00%
|
Monthly
|
10/31/2011
|
4/30/2012
|
06741JNY1
|
|
|
AA- / Aa3
|
|
|
|
RBC
|
Ford Motor
|
F
|
9.25%
|
Monthly
|
8/18/2011
|
2/21/2012
|
78008TNX8
|
|
|
AA+ / Aa1
|
|
|
|
Barclays
|
Green Mountain Coffee
|
GMCR
|
15.50%
|
Monthly
|
9/30/2011
|
9/28/2012
|
06741JND7
|
|
|
|
|
|
|
Barclays Bank PLC
|
Goldman Sachs
|
GS
|
10.50%
|
Monthly
|
11/30/2011
|
2/29/2012
|
06741JPH6
|
|
|
AA- / Aa3
|
|
|
|
Barclays Bank PLC
|
Haliburton
|
HAL
|
15.00%
|
Monthly
|
12/30/2011
|
6/29/2012
|
06741JQD4
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Halliburton
|
HAL
|
10.50%
|
Monthly
|
1/31/2012
|
1/30/2013
|
06741JRD3
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Halliburton
|
HAL
|
17.00%
|
Monthly
|
12/30/2011
|
3/29/2012
|
78423A5H1
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Halliburton
|
HAL
|
11.00%
|
Monthly
|
1/31/2012
|
4/30/2012
|
06741JQW2
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Halliburton
|
HAL
|
16.85%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5W8
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Halliburton
|
HAL
|
12.00%
|
Monthly
|
11/30/2011
|
5/31/2012
|
06741JPN3
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
Halliburton Co
|
HAL
|
11.90%
|
Monthly
|
9/30/2011
|
3/30/2012
|
06741JNA3
|
|
|
|
|
|
|
RBC
|
Hartford Financial Services Group
|
HIG
|
10.50%
|
Monthly
|
8/18/2011
|
2/21/2012
|
78008TNZ3
|
|
|
AA+ / Aa1
|
|
|
|
Soc Gen
|
Hecla Mining
|
HL
|
17.00%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A4Y5
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Hecla Mining
|
HL
|
18.00%
|
Monthly
|
12/30/2011
|
3/29/2012
|
78423A5P3
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Hecla Mining
|
HL
|
18.90%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5N8
|
|
|
Aa3 / A+
|
|
|
|
RBC
|
International Paper
|
IP
|
10.25%
|
Monthly
|
8/18/2011
|
2/21/2012
|
78008TPB4
|
|
|
AA+ / Aa1
|
|
|
|
Societe Generale
|
Joy Global Inc
|
JOY
|
14.75%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5M0
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
JP Morgan
|
JPM
|
9.00%
|
Monthly
|
11/30/2011
|
5/31/2012
|
06741JPP8
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
JP Morgan Chase Co
|
JPM
|
14.00%
|
Monthly
|
10/31/2011
|
4/30/2012
|
06741JNW5
|
|
|
AA- / Aa3
|
|
|
|
RBC
|
Lorillard
|
LO
|
8.25%
|
Monthly
|
8/18/2011
|
8/20/2012
|
78008TPF5
|
|
|
AA+ / Aa1
|
|
|
|
Barclays Bank PLC
|
Lululemon
|
LULU
|
14.50%
|
Monthly
|
12/30/2011
|
3/30/2012
|
06741JPZ6
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Las Vegas Sands
|
LVS
|
14.75%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5J7
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Metlife
|
MET
|
8.00%
|
Monthly
|
11/30/2011
|
2/29/2012
|
06741JPJ2
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
Metlife
|
MET
|
11.50%
|
Monthly
|
12/30/2011
|
3/30/2012
|
06741JPY9
|
|
|
Aa3 / A+
|
|
|
|
Soc Gen
|
MGM Resorts
|
MGM
|
17.25%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A300
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
MGM Resorts
|
MGM
|
15.00%
|
Monthly
|
12/30/2011
|
3/29/2012
|
78423A5Q1
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
MGM Resorts
|
MGM
|
11.75%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5K4
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
MGM Resorts
|
MGM
|
14.00%
|
Monthly
|
12/30/2011
|
6/29/2012
|
06741JQE2
|
|
|
Aa3 / A+
|
|
|
|
RBC
|
The Mosaic Company
|
MOS
|
11.25%
|
Monthly
|
8/18/2011
|
2/21/2012
|
78008TPA6
|
|
|
Aa+ / Aa1
|
|
|
|
Barclays
|
Morgan Stanley
|
MS
|
15.75%
|
Monthly
|
10/31/2011
|
10/31/2012
|
06741JPA1
|
|
|
AA- / Aa3
|
|
|
|
Barclays Bank PLC
|
Morgan Stanley
|
MS
|
12.50%
|
Monthly
|
11/30/2011
|
11/28/2012
|
06741JPR4
|
|
|
Aa3 / AA-
|
|
|
|
Morgan Stanley
|
(AUD, BRL, RUB, ZAR) vs. USD
|
n/a
|
see terms
|
Monthly
|
12/31/2009
|
12/29/2012
|
617482JP0
|
|
|
A / A2
|
|
|
|
JPMorgan Chase Bank
|
0-6% Range 6mo Libor
|
n/a
|
5.25 - 7.25% Step-Up
|
Monthly
|
10/30/2009
|
10/21/2024
|
48121C6Y7
|
|
|
Aa1 / AA-
|
|
|
|
West Bank
|
10 Blue Chip Stock Basket
|
n/a
|
0%-[6.5-9.0]% min/max
|
Monthly
|
4/29/2010
|
4/27/2015
|
95144PCU3
|
|
|
FDIC Insured
|
|
|
|
Barclays Bank
|
10 Commodities
|
n/a
|
0%-[10-15]% min/max
|
Monthly
|
11/30/2009
|
11/25/2014
|
06740AHE2
|
|
|
FDIC Insured
|
|
|
|
Wells Fargo
|
10 commodities
|
n/a
|
0% - [11-14]% min/max
|
Monthly
|
11/30/2009
|
11/30/2015
|
949748WE3
|
|
|
FDIC Insured
|
|
|
|
Wells Fargo Bank
|
10 commodities (see additional info)
|
n/a
|
see terms
|
Monthly
|
10/30/2009
|
10/30/2015
|
949748TQ0
|
|
|
Aa2 / AA
|
|
|
|
Wells Fargo
|
10 Commodity Basket
|
n/a
|
0% - [11-14]% min/max
|
Monthly
|
12/29/2009
|
12/26/2015
|
949748WM5
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
10 Commodity Basket
|
n/a
|
0%-[9-12]% min/max coupon
|
Monthly
|
2/25/2010
|
2/25/2016
|
48123YEJ1
|
|
|
FDIC Insured
|
|
|
|
JP Morgan
|
10 Commodity Basket
|
n/a
|
0% - [9-12]% Min/Max
|
Monthly
|
7/29/2010
|
7/25/2016
|
48123YMF0
|
|
|
FDIC Insured
|
|
|
|
Harris Bank
|
10 Individual Equities
|
n/a
|
0% - [8.5-10.5]% min/max
|
Monthly
|
7/30/2010
|
7/29/2016
|
41456THJ1
|
|
|
FDIC Insured
|
|
|
|
Barclays
|
10 stock basket
|
n/a
|
0%-[10-15]% min/max
|
Monthly
|
11/30/2009
|
11/25/2014
|
06740AHG7
|
|
|
FDIC Insured
|
|
|
|
Marshall and Ilsley Bank
|
10 Stock Basket
|
n/a
|
0%-[9.00-11.50]% min/max
|
Monthly
|
11/30/2009
|
12/1/2014
|
55405PPJ2
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
10 Stock Basket
|
n/a
|
0%-[8-10]% min/max
|
Monthly
|
12/29/2009
|
12/29/2014
|
48123YCY0
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
10 Stock Basket
|
n/a
|
0%-[4.50-6]% min/max coupon
|
Monthly
|
2/26/2010
|
2/26/2015
|
48123YEZ5
|
|
|
FDIC Insured
|
|
|
|
JP Morgan
|
10 Stock Basket
|
n/a
|
0%-[4-6]% min/max s/a coupon
|
Monthly
|
3/31/2010
|
3/31/2015
|
48123YGJ9
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
10 Stock Basket
|
n/a
|
0%-[8-12]% min/max
|
Monthly
|
4/30/2010
|
4/30/2015
|
48123YHS8
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Chase Bank
|
10 Stock Basket
|
n/a
|
0% - [10-13]% Min/Max
|
Monthly
|
5/29/2010
|
5/29/2015
|
48123YJX5
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Bank
|
10 Stock Basket
|
n/a
|
0% - [3.5-5.5]% Min/Max
|
Monthly
|
7/30/2010
|
7/31/2015
|
48123YMQ6
|
|
|
FDIC Insured
|
|
|
|
Citibank NA
|
10 Stock Basket
|
n/a
|
[8-10]%
|
Monthly
|
8/30/2010
|
8/26/2016
|
172986CE9
|
|
|
FDIC Insured
|
|
|
|
Marshall and Ilsley Bank
|
10 Stock Basket
|
n/a
|
0 - [9-13]%
|
Monthly
|
8/31/2009
|
9/2/2014
|
55405PPB9
|
|
|
Aa3 / A+
|
|
|
|
Harris Bank
|
10 Stock Basket
|
n/a
|
0% - [8-12]% min/max
|
Monthly
|
9/30/2009
|
9/30/2014
|
41456TEA3
|
|
|
Aa1 / A+
|
|
|
|
Marshall and Ilsley Bank
|
10 Stock Basket
|
n/a
|
0 - [8.50-10.50]% min/max
|
Monthly
|
9/30/2009
|
9/30/2014
|
55405PPF0
|
|
|
A+ / Aa3
|
|
|
|
Marshall and Ilsley Bank
|
10 stocks (see additional info)
|
n/a
|
see terms
|
Monthly
|
10/30/2009
|
10/30/2014
|
55405PPH6
|
|
|
A+ / Aa3
|
|
|
|
HSBC Bank USA, NA
|
10y and 2yrCMS
|
n/a
|
7.25%
|
Monthly
|
4/28/2010
|
4/28/2020
|
40431A6H0
|
|
|
FDIC Insured
|
|
|
|
Barclays
|
10yr and 2yr CMS
|
n/a
|
11.00%
|
Monthly
|
12/24/2009
|
12/24/2024
|
06740JED8
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
10yr and 2yr CMS
|
n/a
|
11.00%
|
Monthly
|
2/19/2010
|
2/19/2025
|
06740JSJ0
|
|
|
AA- / Aa3
|
|
|
|
JPMorgan Chase Bank
|
10yr and 2yr CMS
|
n/a
|
8.00%
|
Monthly
|
2/26/2010
|
2/26/2025
|
48123YEQ5
|
|
|
FDIC Insured
|
|
|
|
JP Morgan
|
10yr and 2yr CMS minus 12.5bps
|
n/a
|
8.00%
|
Monthly
|
3/31/2010
|
3/31/2025
|
48123YGX8
|
|
|
FDIC Insured
|
|
|
|
JP Morgan
|
10yr and 2yr CMS minus 25bps
|
n/a
|
8.00%
|
Monthly
|
6/25/2010
|
6/25/2025
|
48123YLK0
|
|
|
FDIC Insured
|
|
|
|
RBC
|
10yr CMS
|
n/a
|
6.00%
|
Monthly
|
12/16/2009
|
12/16/2024
|
78008HRF9
|
|
|
Aaa / AA-
|
|
|
|
JPMorgan Chase Bank
|
10yr CMS and 2yr CMS
|
n/a
|
8.00%
|
Monthly
|
1/27/2010
|
1/27/2025
|
48123YDX1
|
|
|
FDIC Insured
|
|
|
|
Wells Fargo
|
10yrCMS - 2yrCMS
|
n/a
|
7.00%
|
Monthly
|
10/9/2009
|
10/9/2019
|
949748VT1
|
|
|
Aa2 / AA
|
|
|
|
Wells Fargo Bank
|
10yrCMS - 2yrCMS
|
n/a
|
9.00%
|
Monthly
|
8/31/2009
|
8/31/2019
|
949748UQ8
|
|
|
Aa2 / AA
|
|
|
|
Barclays
|
10yrCMS - 2yrCMS
|
n/a
|
12.00%
|
Monthly
|
9/30/2009
|
9/30/2024
|
06739JTN3
|
|
|
AA- / Aa3
|
|
|
|
Barclays
|
10yrCMS - 2yrCMS
|
n/a
|
11.00%
|
Monthly
|
9/30/2009
|
9/30/2024
|
06739JD83
|
|
|
AA- / Aa3
|
|
|
|
JPMorgan Chase Bank
|
10yrCMS - 2yrCMS - 25bps
|
n/a
|
8.00%
|
Monthly
|
10/21/2009
|
10/21/2024
|
48121C6R2
|
|
|
AA- / Aa1
|
|
|
|
JPMorgan
|
10yrCMS - 2yrCMS - 25bps
|
n/a
|
8.00%
|
Monthly
|
11/5/2009
|
11/5/2024
|
48123YAY2
|
|
|
AA- / Aa1
|
|
|
|
Barclays
|
10yrCMS - 2yrCMS - 25bps
|
n/a
|
12.50%
|
Monthly
|
9/30/2009
|
9/30/2024
|
06739JXQ1
|
|
|
AA- / Aa3
|
|
|
|
HSBC Bank USA
|
12 Stock Basket
|
n/a
|
0%-[8-10]% min/max
|
Monthly
|
12/29/2009
|
12/29/2015
|
40431AV90
|
|
|
FDIC Insured
|
|
|
|
Hampshire First Bank
|
12 Stock Basket
|
n/a
|
0% - [9-12]% min/max
|
Monthly
|
2/26/2010
|
2/23/2015
|
408853AV1
|
|
|
FDIC Insured
|
|
|
|
HSBC Bank
|
12 Stock Basket
|
n/a
|
0% - [9.00-13]% min/max
|
Monthly
|
2/23/2010
|
2/23/2016
|
40431A3U4
|
|
|
FDIC Insured
|
|
|
|
HSBC USA Inc
|
12nc2y Fixed Rate 1X Time Call Note
|
n/a
|
4.00%
|
Monthly
|
12/8/2010
|
12/8/2022
|
4042K1AR4
|
|
|
A1 / AA-
|
|
|
|
Harris Bank N.A.
|
15 Stock Basket
|
n/a
|
[6-10]% Coupon Cap
|
Monthly
|
12/31/2009
|
12/31/2014
|
41456TEX3
|
|
|
FDIC Insured
|
|
|
|
Bank of America
|
15 Stock Basket
|
n/a
|
0%-[8.50-10.50]% min/max Coupon
|
Monthly
|
5/28/2010
|
6/1/2015
|
06048ABS0
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
15yrCMS-2yrCMS
|
n/a
|
8.50%
|
Monthly
|
8/19/2009
|
8/19/2024
|
48121C4P8
|
|
|
Aa1 / AA-
|
|
|
|
Wells Fargo Bank
|
20 Stock Basket
|
n/a
|
0%-[8-12]% min/max coupon
|
Monthly
|
1/28/2010
|
1/27/2016
|
949748WX1
|
|
|
FDIC Insured
|
|
|
|
Citibank NA
|
20 Stock Basket
|
n/a
|
0%-[8.00-10.00]% min/max Coupon
|
Monthly
|
5/27/2010
|
5/26/2016
|
172986BV2
|
|
|
FDIC Insured
|
|
|
|
Citigroup NA
|
20 Stock Basket
|
n/a
|
0% - [8-10]% Min/Max
|
Monthly
|
7/29/2010
|
7/22/2016
|
172986CC3
|
|
|
FDIC Insured
|
|
|
|
Morgan Stanley
|
30y and 2yrCMS
|
n/a
|
12.00%
|
Monthly
|
4/29/2010
|
4/29/2030
|
61745EE23
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
30yr and 2yr CMS
|
n/a
|
10.00%
|
Monthly
|
12/22/2009
|
12/22/2024
|
61745EM57
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
30yr and 2yr CMS
|
n/a
|
12.00%
|
Monthly
|
2/16/2010
|
2/16/2030
|
61745EX30
|
|
|
A / A2
|
|
|
|
RBC
|
30yr and 2yr CMS
|
n/a
|
8.00%
|
Monthly
|
5/12/2010
|
5/12/2022
|
78008HY38
|
|
|
Aaa / AA-
|
|
|
|
Morgan Stanley
|
30yr and 2yr CMS
|
n/a
|
12.00%
|
Monthly
|
5/12/2010
|
5/12/2025
|
61745EH20
|
|
|
A / A2
|
|
|
|
Bank of America
|
30yr and 2yr CMS
|
n/a
|
13.00%
|
Monthly
|
5/13/2010
|
5/13/2030
|
06048WBS8
|
|
|
A2 / A
|
|
|
|
JPMorgan Chase Bank
|
30yr and 2yr CMS
|
n/a
|
8.00%
|
Monthly
|
5/27/2010
|
5/27/2025
|
48123YJV9
|
|
|
FDIC Insured
|
|
|
|
BAC
|
30yr and 2yr CMS minus 25bps
|
n/a
|
0.000
|
Monthly
|
7/12/2010
|
7/12/2030
|
06048WCS7
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
30yr-2yr CMS and Russell 2000 Index
|
n/a
|
10.50%
|
Monthly
|
3/16/2010
|
3/16/2030
|
61745E4B4
|
|
|
A / A2
|
|
|
|
Morgan Stanley
|
30yr-2yr CMS and SP 500 Index
|
n/a
|
9.00%
|
Monthly
|
1/25/2010
|
1/25/2030
|
61745ER37
|
|
|
A / A2
|
|
|
|
Morgan Stanley
|
30yr-2yr CMS and SP 500 Index
|
n/a
|
10.00%
|
Monthly
|
3/16/2010
|
3/16/2025
|
61745E3V1
|
|
|
A / A2
|
|
|
|
Citigroup
|
30yrCMS - 2yrCMS
|
n/a
|
11.00%
|
Monthly
|
8/28/2009
|
8/28/2024
|
1730T0HF9
|
|
|
A3 / A
|
|
|
|
BAC
|
30yrCMS - 2yrCMS - 87.5bps
|
n/a
|
9.00%
|
Monthly
|
7/29/2010
|
7/29/2030
|
06051VTG1
|
|
|
FDIC Insured
|
|
|
|
Bank of America
|
30yrCMS - 2yrCMS - 87.5bps
|
n/a
|
9.00%
|
Monthly
|
8/26/2010
|
8/26/2030
|
06051VTX4
|
|
|
FDIC Insured
|
|
|
|
Calyon
|
3mo Libor
|
n/a
|
9.00%
|
Monthly
|
8/14/2009
|
8/14/2024
|
13170KGF3
|
|
|
Aa3 / AA-
|
|
|
|
RBC
|
3mo USD Libor
|
n/a
|
6.10%
|
Monthly
|
12/16/2009
|
12/16/2024
|
78008HRE2
|
|
|
Aaa / AA-
|
|
|
|
Barclays
|
4*(10yrCMS - 2yrCMS)
|
n/a
|
13.00%
|
Monthly
|
5/25/2010
|
5/25/2025
|
06740LJ55
|
|
|
Aa3 / AA-
|
|
|
|
RBC
|
4*(30yrCMS - 2yrCMS - 25bps)
|
n/a
|
11.00%
|
Monthly
|
4/30/2010
|
4/30/2030
|
78008HS27
|
|
|
Aaa / AA-
|
|
|
|
Barclays
|
4*(30yrCMS - 2yrCMS - 25bps)
|
n/a
|
12.00%
|
Monthly
|
5/25/2010
|
5/25/2025
|
06740LJ63
|
|
|
Aaa / AA-
|
|
|
|
Bank of America
|
4*(30yrCMS - 2yrCMS - 25bps)
|
n/a
|
13.00%
|
Monthly
|
5/28/2010
|
5/28/2030
|
06048WCB4
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
4.5*(30yrCMS - 2yrCMS)
|
n/a
|
12.50%
|
Monthly
|
5/27/2010
|
5/27/2030
|
61745EL82
|
|
|
A2 / A
|
|
|
|
JP Morgan Bank
|
5yr Equity S/A Income Opportunity CD
|
n/a
|
[3-4]% S/A
|
Monthly
|
10/29/2010
|
10/30/2015
|
48123YQA7
|
|
|
FDIC Insured
|
|
|
|
JP Morgan
|
5yr Income Opportunity CD
|
n/a
|
[3-4]%
|
Monthly
|
11/30/2010
|
11/27/2015
|
48123YQZ2
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Chase
|
5yr Income Opportunity CD
|
n/a
|
[3-4]%S/A
|
Semi-Annual
|
12/28/2010
|
12/28/2015
|
48123YRP3
|
|
|
FDIC Insured
|
|
|
|
Citigroup Funding Inc
|
6% for 1yr, then CPI YoY plus 2.50%
|
n/a
|
6.00%
|
Monthly
|
4/28/2010
|
4/28/2020
|
17308CNX0
|
|
|
A3 / A
|
|
|
|
JPMorgan Chase Bank
|
6mo Libor
|
n/a
|
5%-7%-9% Step-Up
|
Monthly
|
11/20/2009
|
11/20/2024
|
48123YCA2
|
|
|
Aa1 / AA-
|
|
|
|
JP Morgan Chase Bank
|
6mo Libor 0-6%
|
n/a
|
6.00%
|
Monthly
|
11/4/2009
|
11/4/2024
|
48123yax4
|
|
|
AA- / Aa1
|
|
|
|
Morgan Stanley
|
6mo Libor and SP 500 Index
|
n/a
|
10.00%
|
Monthly
|
11/16/2009
|
11/16/2024
|
61745EG96
|
|
|
A2 / A
|
|
|
|
JP Morgan Chase Bank
|
6mo USD Libor
|
n/a
|
4-7-10% Step-Up
|
Monthly
|
12/9/2009
|
12/9/2024
|
48123YCE4
|
|
|
FDIC Insured
|
|
|
|
JPM
|
6yr Commodity Income Opporunity CD
|
n/a
|
[8-10]%
|
Monthly
|
11/29/2010
|
11/23/2016
|
48123YQM1
|
|
|
FDIC Insured
|
|
|
|
West Bank
|
6yr Income Opportunity CD
|
n/a
|
[6-9]%
|
Monthly
|
11/30/2010
|
11/25/2016
|
95144PCV1
|
|
|
FDIC Insured
|
|
|
|
Citibank NA
|
6yr Income Opportunity CD
|
n/a
|
[8-10]% per underlying
|
Monthly
|
9/29/2010
|
9/21/2016
|
172986CH2
|
|
|
FDIC Insured
|
|
|
|
Union Bank NA
|
7yr DJIA Index Linked CD
|
n/a
|
n/a
|
Monthly
|
11/29/2010
|
11/24/2017
|
90521ADN5
|
|
|
FDIC Insured
|
|
|
|
Morgan Stanley
|
AUD, BRL, GBP, CAD, EUR, JPY, CHF, CNY, and INR
|
n/a
|
see terms
|
Monthly
|
1/28/2010
|
7/29/2013
|
617482JT2
|
|
|
A / A2
|
|
|
|
Barclays Bank Delaware
|
Brazilian Real, Indian Rupee and Chinese Yuan
|
n/a
|
0%
|
Monthly
|
1/29/2010
|
1/29/2015
|
06740AJH3
|
|
|
FDIC Insured
|
|
|
|
Suntrust Bank
|
BRL, RUB, INR, CNY, TRY
|
n/a
|
see terms
|
Monthly
|
10/30/2009
|
4/29/2013
|
86789VKD8
|
|
|
A2 / A-
|
|
|
|
Barclays
|
CMS
|
n/a
|
10.00%
|
Monthly
|
11/13/2009
|
11/13/2024
|
06739JS20
|
|
|
Aa3 / AA-
|
|
|
|
JPMorgan Chase Bank
|
CMS
|
n/a
|
8.00%
|
Monthly
|
11/27/2009
|
11/27/2024
|
48123YBZ8
|
|
|
Aa1 / AA-
|
|
|
|
Morgan Stanley
|
CMS and SP 500 Index
|
n/a
|
10.00%
|
Monthly
|
11/16/2009
|
11/16/2029
|
61745EH79
|
|
|
A2 / A
|
|
|
|
Citigroup Funding
|
CPI YoY plus 2.30%
|
n/a
|
6.00%
|
Monthly
|
6/24/2010
|
6/24/2020
|
1730t0jh3
|
|
|
A3 / A
|
|
|
|
Wells Fargo
|
DJ EuroStoxx (SX5E)
|
n/a
|
see terms
|
Monthly
|
12/29/2009
|
12/29/2015
|
949748WK9
|
|
|
FDIC Insured
|
|
|
|
Suntrust Bank
|
DJ UBS Commodity Index DJUBS
|
n/a
|
see terms
|
Monthly
|
11/30/2009
|
11/30/2014
|
86789VKU0
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
DJIA Index
|
n/a
|
0% - 5.75%
|
Monthly
|
8/31/2009
|
8/31/2015
|
48121C5H5
|
|
|
Aa1 / AA-
|
|
|
|
Wells Fargo Bank
|
DJIA Index
|
n/a
|
see terms
|
Monthly
|
8/31/2009
|
8/31/2015
|
949748TL1
|
|
|
Aa2 / AA
|
|
|
|
West Bank
|
Dow Jones Industrial Average
|
n/a
|
0%-(15-25)% min/max
|
Monthly
|
12/31/2009
|
12/26/2014
|
95144PCS8
|
|
|
FDIC Insured
|
|
|
|
Morgan Stanley
|
Dow Jones Industrial Average
|
n/a
|
n/a
|
Monthly
|
6/29/2010
|
6/24/2016
|
61759G844
|
|
|
A2 / A
|
|
|
|
Citibank N.A.
|
Dow Jones Industrial Average (INDU)
|
n/a
|
see terms
|
Monthly
|
3/30/2010
|
3/29/2016
|
172986BM2
|
|
|
FDIC Insured
|
|
|
|
Wells Fargo Bank
|
Gold, Silver and Platinum
|
n/a
|
see terms
|
Monthly
|
1/28/2010
|
1/27/2016
|
949748WV5
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
JPM Alternative Index Multi Strategy 5
|
n/a
|
See terms
|
Monthly
|
11/30/2011
|
11/28/2017
|
48123YY59
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
JPM Asia Pacific Equity Rotator 5
|
n/a
|
See terms
|
Monthly
|
11/30/2011
|
11/28/2017
|
48123YZ33
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
JPM ETF Efficiente 5 Index
|
n/a
|
See terms
|
Monthly
|
11/30/2011
|
11/28/2017
|
48123YX35
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
JPM ETF Efficiente 5 Index
|
n/a
|
See terms
|
Monthly
|
11/30/2011
|
11/28/2018
|
48123YY91
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
JPM Optimax Mkt Neutral Index
|
n/a
|
See terms
|
Monthly
|
11/30/2011
|
11/28/2017
|
48123YX50
|
|
|
FDIC Insured
|
|
|
|
JPMorgan Chase Bank
|
JPMorgan Optimax Market-Neutral Index
|
n/a
|
see terms
|
Monthly
|
8/31/2009
|
11/29/2013
|
48121C4W3
|
|
|
Aa1/ AA-
|
|
|
|
Barclays Bank Delaware
|
London Gold Mkt Fixing (GOLDLNPM)
|
n/a
|
.50% - 1.00%
|
Monthly
|
2/26/2010
|
2/24/2015
|
06740AJU4
|
|
|
FDIC Insured
|
|
|
|
Barclays Bank Delaware
|
Multi Index Linked
|
n/a
|
.50% - 1.00%
|
Monthly
|
2/26/2010
|
2/24/2015
|
06740AJL4
|
|
|
FDIC Insured
|
|
|
|
Citibank
|
RTY Index
|
n/a
|
see terms
|
Monthly
|
10/29/2009
|
4/29/2015
|
172986BC4
|
|
|
A3 / A
|
|
|
|
Citigroup
|
Russell 2000 Index (RUT)
|
n/a
|
3 - [21-26]%
|
Monthly
|
8/28/2009
|
9/24/2014
|
17313T391
|
|
|
A3 / A
|
|
|
|
Morgan Stanley
|
SP 500
|
n/a
|
see terms
|
Monthly
|
8/31/2009
|
2/25/2015
|
617484282
|
|
|
A / A2
|
|
|
|
Barclays Bank Delaware
|
SP 500 Index
|
n/a
|
.50% - 1.00%
|
Monthly
|
2/26/2010
|
2/24/2015
|
06740AJJ9
|
|
|
FDIC Insured
|
|
|
|
Harris Bank
|
SP 500 Index
|
n/a
|
see terms
|
Monthly
|
8/31/2009
|
8/13/2012
|
41456TDJ5
|
|
|
Aa1 / A+
|
|
|
|
Harris Bank
|
SP 500 Index
|
n/a
|
see terms
|
Monthly
|
9/30/2009
|
9/28/2012
|
41456TDZ9
|
|
|
Aa1 / A+
|
|
|
|
Wells Fargo Bank
|
SP SGI WISE US Index (Bloomberg: SGIXWUVT)
|
n/a
|
see terms
|
Monthly
|
2/26/2010
|
2/26/2016
|
949748XL6
|
|
|
FDIC Insured
|
|
|
|
SunTrust Bank
|
US Dollar (USD) vs. Swiss Franc (CHF)
|
n/a
|
4% for 2yrs, then 2.5% or [5-6]%
|
Monthly
|
10/1/2009
|
10/3/2014
|
86789vjz1
|
|
|
A2 / A-
|
|
|
|
Calyon
|
USD 3mo Libor
|
n/a
|
9.00%
|
Monthly
|
8/31/2009
|
8/14/2024
|
13170KCN0
|
|
|
Aa3 / AA-
|
|
|
|
JPMorgan Chase Bank
|
USD 6 month Libor
|
n/a
|
5.25%
|
Monthly
|
12/30/2009
|
12/30/2024
|
48123YCU8
|
|
|
FDIC Insured
|
|
|
|
Citigroup Funding
|
USD 6 month Libor
|
n/a
|
[6.50 - 6.75]% TBD
|
Monthly
|
5/28/2010
|
5/28/2025
|
1730T0JD2
|
|
|
A3 / A
|
|
|
|
Calyon
|
USD 6mo Libor
|
n/a
|
6.25%
|
Monthly
|
1/19/2010
|
1/19/2020
|
13170KCS9
|
|
|
Aa3 / AA-
|
|
|
|
JPMorgan
|
USD 6mo Libor
|
n/a
|
5% for 1yr, then variable
|
Quarterly
|
10/9/2009
|
10/29/2029
|
48121C6L5
|
|
|
Aa1 / AA-
|
|
|
|
JPMorgan Chase Bank
|
USD 6mo Libor
|
n/a
|
5-7-9% Step-Up
|
Monthly
|
3/19/2010
|
3/19/2025
|
48123YGV2
|
|
|
FDIC Insured
|
|
|
|
Wells Fargo Bank
|
USD 6mo Libor
|
n/a
|
6.50%
|
Monthly
|
8/18/2009
|
8/18/2019
|
949748TT4
|
|
|
Aa2 /AA
|
|
|
|
JPMorgan Chase Bank
|
USD 6mo Libor
|
n/a
|
8.00%
|
Monthly
|
8/24/2009
|
8/24/2029
|
48121C5G7
|
|
|
Aa1 / AA-
|
|
|
|
JPMorgan Chase Bank
|
USD 6mo Libor Range 0-6%
|
n/a
|
5.25%
|
Monthly
|
10/28/2009
|
10/28/2024
|
48121C7G5
|
|
|
Aa1 / AA-
|
|
|
|
JPMorgan Chase Bank
|
USD 6mo Libor
|
nc1yr
|
5-6-7-8% Step Coupons
|
Quarterly
|
9/14/2009
|
9/14/2029
|
48121C5P7
|
|
|
Aa1 / AA-
|
|
|
|
JPMorgan Chase Bank
|
USD 6mo Libor
|
nc1yr
|
6.00% fixed coupon
|
Monthly
|
9/17/2009
|
9/17/2024
|
48121C5R3
|
|
|
Aa1 / AA-
|
|
|
|
JP Morgan
|
USD 6mo Libor
|
nc1yr
|
5.50% Y1, 5.5-6.25-7%
|
Quarterly
|
9/29/2009
|
9/29/2024
|
48121C6H4
|
|
|
Aa1 / AA-
|
|
|
|
Barclays Bank PLC
|
New Gold Inc.
|
NGD
|
15.00%
|
Monthly
|
12/30/2011
|
6/29/2012
|
06741JQC6
|
|
|
Aa3 / A+
|
|
|
|
RBC
|
10yrCMS - 2yrCMS
|
Par
|
8.00
|
Monthly
|
4/30/2009
|
4/30/2029
|
78008gs45
|
|
|
AA- / Aaa
|
|
|
|
Bank of Oklahoma
|
SP 500 Index
|
Par
|
See Terms
|
Monthly
|
5/19/2009
|
5/15/2014
|
064207YN7
|
|
|
A1 / A-
|
|
|
|
Marshall and Ilsley Bank
|
SP 500 Index
|
Par
|
5.00% - 5.50%
|
Monthly
|
5/28/2009
|
5/28/2015
|
55405PMP1
|
|
|
A2 / A-
|
|
|
|
Soc Gen
|
Patriot Coal
|
PCX
|
16.00%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A409
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Patriot Coal
|
PCX
|
25.00%
|
Monthly
|
12/30/2011
|
3/29/2012
|
78423A5R9
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Patriot Coal Corp
|
PCX
|
20.00%
|
Monthly
|
1/31/2012
|
1/30/2013
|
06741JRB7
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Patriot Coal Corp
|
PCX
|
18.60%
|
Monthly
|
1/31/2012
|
4/30/2012
|
78423A5L2
|
|
|
Aa3 / A+
|
|
|
|
Soc Gen
|
Prudential
|
PRU
|
16.00%
|
Monthly
|
11/30/2011
|
2/29/2012
|
78423A508
|
|
|
Aa3 / A+
|
|
|
|
Union Bank NA
|
BRIK vs. USD
|
see document
|
see document
|
Monthly
|
10/28/2010
|
10/25/2017
|
90521ADD7
|
|
|
FDIC Insured
|
|
|
|
Barclays Bank PLC
|
Schlumberger
|
SLB
|
9.50%
|
Monthly
|
11/30/2011
|
2/29/2012
|
06741JPK9
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
Silver Wheaton
|
SLW
|
13.00%
|
Monthly
|
1/31/2012
|
1/30/2013
|
06741JRC5
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Silver Wheaton
|
SLW
|
14.00%
|
Monthly
|
12/30/2011
|
6/29/2012
|
06741JQB8
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Superior Engery Services
|
SPN
|
14.00%
|
Monthly
|
1/31/2012
|
7/31/2012
|
06741JQY8
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
Seagate Technology
|
STX
|
11.00%
|
Monthly
|
1/31/2012
|
7/31/2012
|
06741JRA9
|
|
|
Aa3 / A+
|
|
|
|
Morgan Stanley
|
Whole Foods
|
WFMI
|
10.25%
|
Monthly
|
2/25/2011
|
2/28/2012
|
617482RF3
|
|
|
A2 / A
|
|
|
|
Barclays Bank PLC
|
Western Refining
|
WNR
|
19.00%
|
Monthly
|
12/30/2011
|
12/28/2012
|
06741JQG7
|
|
|
Aa3 / A+
|
|
|
|
Societe Generale
|
Wynn Resorts
|
WYNN
|
15.25%
|
Monthly
|
12/30/2011
|
3/29/2012
|
78423A5T5
|
|
|
Aa3 / A+
|
|
|
|
Barclays
|
Wynn Resorts Ltd
|
WYNN
|
15.00%
|
Monthly
|
10/31/2011
|
4/30/2012
|
06741JNX3
|
|
|
AA- / Aa3
|
|
|
|
Societe Generale
|
United States Steel
|
X
|
24.75%
|
Monthly
|
12/30/2011
|
3/29/2012
|
78423A5S7
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
United States Steel Corp
|
X
|
20.00%
|
Monthly
|
1/31/2012
|
7/31/2012
|
06741JQX0
|
|
|
Aa3 / A+
|
|
|
|
RBC
|
United States Steel Corp.
|
X
|
13.75%
|
Monthly
|
8/18/2011
|
2/21/2012
|
78008TPC2
|
|
|
AA+ / Aa1
|
|
|
|
Union Bank N.A.
|
SP 500 Index
|
|
see doc
|
Maturity
|
2/24/2011
|
2/24/2016
|
90521AEF1
|
|
|
FDIC Insured
|
|
|
|
Nomura America
|
0-6.5% Range 6mo Libor
|
|
8.125%
|
Quarterly
|
2/25/2011
|
2/25/2026
|
65539AAQ3
|
|
|
BBB+ / Baa2
|
|
|
|
Nomura America
|
0-7% Range 6mo Libor
|
|
7.125%
|
Quarterly
|
1/20/2011
|
1/20/2026
|
65539AAF7
|
|
|
BBB+ / Baa2
|
|
|
|
Barclays Bank Delaware
|
10 Commodities
|
|
0-[8-11]%
|
Annually
|
12/31/2010
|
12/31/2016
|
06740AMX4
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Bank
|
10 Stock Basket
|
|
See Doc
|
Monthly
|
12/30/2011
|
12/29/2017
|
48123Y3H7
|
|
|
FDIC Insured
|
|
|
|
Barclays Bank Delaware
|
10 stock basket
|
|
[8-10]% annual
|
Annual
|
12/31/2010
|
12/31/2016
|
06740AMU0
|
|
|
FDIC Insured
|
|
|
|
Barclays Bank Delaware
|
10 stock basket
|
|
0-[8-12]% min/max
|
Monthly
|
12/31/2010
|
12/31/2016
|
06740AMV8
|
|
|
FDIC Insured
|
|
|
|
Marshall and Ilsley Bank
|
10 Stock Basket
|
|
see terms
|
Monthly
|
5/29/2009
|
5/29/2015
|
55405PNB1
|
|
|
A2 / A-
|
|
|
|
SunTrust Bank
|
10 Stock Basket
|
|
see terms
|
Monthly
|
7/31/2009
|
8/1/2014
|
86789VJF5
|
|
|
A2 / A-
|
|
|
|
Barclays Bank PLC
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
1/25/2012
|
1/25/2022
|
06738KJ44
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
10/21/2011
|
10/21/2021
|
06738KWJ6
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
11/15/2011
|
11/15/2021
|
06738KYD7
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
12/14/2011
|
12/14/2026
|
06738KA50
|
|
|
Aa3 / A+
|
|
|
|
Barclays
|
10nc1y Step Up Note
|
|
Step Up
|
Monthly
|
12/22/2010
|
12/22/2020
|
06740PN93
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
12/9/2011
|
12/9/2021
|
06738KZR5
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
2/17/2011
|
2/17/2021
|
06741JCD9
|
|
|
Aa3 / AA-
|
|
|
|
RBS
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
2/25/2011
|
2/25/2021
|
78009KQZ8
|
|
|
A2 / A+
|
|
|
|
Soc Gen
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
5/18/2011
|
5/18/2021
|
78423AR53
|
|
|
Aa2 / A+
|
|
|
|
Barclays Bank PLC
|
10nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
5/6/2011
|
5/6/2021
|
06738KHC8
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
10nc1yr Step Up Note
|
|
Step Up
|
Monthly
|
11/18/2010
|
11/18/2020
|
06740P3B0
|
|
|
Aa3 / AA-
|
|
|
|
HSBC
|
10nc5y Steepener Note
|
|
See Doc
|
Qrtly
|
12/20/2011
|
12/20/2021
|
4042K1TZ6
|
|
|
A1 / A+
|
|
|
|
UBS AG
|
10nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
1/31/2012
|
1/31/2022
|
90261JHX4
|
|
|
Aa3 / A
|
|
|
|
UBS AG
|
10nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
12/8/2011
|
12/8/2021
|
90261JHU0
|
|
|
Aa3 / A
|
|
|
|
UBS AG
|
10nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
5/25/2011
|
5/25/2021
|
90261JGZ0
|
|
|
Aa3 / A+
|
|
|
|
UBS AG
|
10nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
6/30/2011
|
6/30/2021
|
90261JHD8
|
|
|
Aa3 / A+
|
|
|
|
UBS AG
|
10nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
8/17/2011
|
8/17/2021
|
90261JHK2
|
|
|
Aa3 / A+
|
|
|
|
RBC
|
10nc6mo Step Up Note
|
|
Step Up
|
Semi-Annual
|
12/23/2010
|
12/23/2020
|
78008KUQ4
|
|
|
Aaa / AA-
|
|
|
|
JP Morgan Chase
|
10y Collared Floater
|
|
see doc
|
Quarterly
|
3/30/2011
|
3/30/2021
|
48125XGY6
|
|
|
Aa3 / A+
|
|
|
|
UBS AG
|
10y Collared Floater
|
|
see doc
|
Quarterly
|
3/31/2011
|
3/31/2021
|
90261JGS6
|
|
|
Aa3 / A+
|
|
|
|
Barclays Bank PLC
|
10y Collared Floater
|
|
see doc
|
S/A Pay
|
3/31/2011
|
3/31/2021
|
06738JM50
|
|
|
Aa3 / AA-
|
|
|
|
Wells Fargo
|
10y Collared Floater Min/Max Note
|
|
[2-7]% min/max
|
Quarterly
|
1/31/2011
|
1/31/2021
|
94986RCE9
|
|
|
A2 / AA-
|
|
|
|
Barclays Bank PLC
|
10y Collared Floater Note
|
|
see doc
|
S/A Pay
|
5/12/2011
|
5/12/2021
|
06738JQC1
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y Collared Floater Note
|
|
see doc
|
S/A Pay
|
5/19/2011
|
5/19/2021
|
06738JQL1
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y CPI Collared Note
|
|
see doc
|
Monthly
|
7/28/2011
|
7/28/2021
|
06738KMV0
|
|
|
Aa3 / AA-
|
|
|
|
JP Morgan
|
10y CPI Fix-Flt Note
|
|
see doc
|
Monthly
|
10/14/2011
|
10/14/2021
|
48125X5K8
|
|
|
Aa3 / A+
|
|
|
|
Morgan Stanley
|
10y CPI Linked Note
|
|
see doc
|
Monthly
|
3/9/2011
|
3/15/2021
|
61745E5R8
|
|
|
A2 / A
|
|
|
|
Barclays Bank PLC
|
10y CPI Linked note
|
|
see doc
|
Monthly
|
3/16/2011
|
3/16/2021
|
06738KCN9
|
|
|
Aa3 / AA-
|
|
|
|
RBC
|
10y CPI Linked Note
|
|
see doc
|
Monthly
|
3/31/2011
|
3/31/2021
|
78008KN33
|
|
|
Aa1 / AA-
|
|
|
|
Wells Fargo
|
10y CPI Linked Note
|
|
see doc
|
Monthly
|
3/31/2011
|
3/31/2021
|
94986RDD0
|
|
|
A2 / AA-
|
|
|
|
Barclays Bank PLC
|
10y CPI Linked Note
|
|
see doc
|
S/A Pay
|
4/14/2011
|
4/14/2021
|
06738JNW0
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y CPI Linked Note
|
|
see doc
|
S/A Pay
|
4/21/2011
|
4/21/2021
|
06738JPE8
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y CPI Linked Note
|
|
see doc
|
S/A Pay
|
4/28/2011
|
4/28/2021
|
06738JPR9
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y CPI Linked Note
|
|
see doc
|
Monthly
|
4/5/2011
|
4/8/2021
|
06738KEM9
|
|
|
AA- / Aa3
|
|
|
|
Barclays Bank PLC
|
10y CPI Linked Note
|
|
see doc
|
Quarterly
|
5/10/2011
|
5/12/2021
|
06738KHK0
|
|
|
Aa3 / AA-
|
|
|
|
Citigroup
|
10y CPI Linked Note
|
|
see doc
|
Monthly
|
6/20/2011
|
6/20/2021
|
1730T0MR7
|
|
|
A3 / A
|
|
|
|
Barclays Bank PLC
|
10y Fix to Float
|
|
see doc
|
Quarterly
|
3/15/2011
|
3/15/2021
|
06738KDL2
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y Floating Rate Note
|
|
see doc
|
Monthly
|
1/27/2011
|
1/27/2021
|
06738J7B4
|
|
|
Aa3 / AA-
|
|
|
|
JP Morgan
|
10y Libor Fix-Flt Note
|
|
See doc
|
Qrtly
|
1/27/2012
|
1/27/2022
|
48125VGC8
|
|
|
Aa3 / A
|
|
|
|
Bank of America
|
10y Libor Fix-Flt Note
|
|
see doc
|
Qrtly
|
6/14/2011
|
6/14/2021
|
06048WGE4
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
10y Libor Fix-Flt Note
|
|
see doc
|
Qrtly
|
6/14/2011
|
6/14/2021
|
61745EV40
|
|
|
A2 / A
|
|
|
|
JP Morgan
|
10y Libor Fix-Flt Note
|
|
see doc
|
Qrtly
|
9/14/2011
|
9/14/2021
|
48125XX27
|
|
|
Aa3 / A+
|
|
|
|
HSBC
|
10y Libor Fix-Flt Note
|
|
see doc
|
Qrtly
|
9/16/2011
|
9/16/2021
|
4042K1NB5
|
|
|
A1 / AA-
|
|
|
|
Morgan Stanley
|
10y Libor Linked Note
|
|
see doc
|
Quarterly
|
4/15/2011
|
4/15/2021
|
61745EF89
|
|
|
A2 / A
|
|
|
|
Barclays Bank PLC
|
10y Libor Linked Note
|
|
see doc
|
Quarterly
|
4/15/2011
|
4/15/2021
|
06738KEZ0
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y Step Up Note
|
|
Step Up
|
S/A Pay
|
3/10/2011
|
3/10/2021
|
06738JH49
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
10y Step Up Note
|
|
4.75%
|
S/A Pay
|
3/17/2011
|
3/17/2021
|
06738JJ88
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
10yrCMS - 2yrCMS
|
|
11.00%
|
Semi
|
10/29/2009
|
10/29/2024
|
06739JYC1
|
|
|
AA- / Aa3
|
|
|
|
JP Morgan Bank
|
10yrCMS - 2yrCMS
|
|
0
|
Monthly
|
4/30/2009
|
4/30/2024
|
48121cz90
|
|
|
Aa3 / A+
|
|
|
|
Bank Hapoalim
|
10yrCMS - 2yrCMS
|
|
9.00%
|
Monthly
|
5/18/2009
|
5/18/2029
|
06251AMX5
|
|
|
A1 / A-
|
|
|
|
HSBC Bank USA
|
10yrCMS - 2yrCMS
|
|
7.50%
|
Monthly
|
6/25/2009
|
6/25/2019
|
40431AZM7
|
|
|
Aa3 / AA
|
|
|
|
Barclays
|
10yrCMS - 2yrCMS
|
|
14.50%
|
Monthly
|
6/26/2009
|
6/26/2024
|
06739JGP2
|
|
|
Aa3 / AA-
|
|
|
|
Societe Generale
|
10yrCMS - 2yrCMS
|
|
8.00%
|
Monthly
|
6/30/2009
|
6/30/2019
|
123456789
|
|
|
AA- / Aa2
|
|
|
|
Wells Fargo Bank
|
10yrCMS - 2yrCMS
|
|
8.00%
|
Monthly
|
7/31/2009
|
8/1/2019
|
949748TG2
|
|
|
Aa2 / AA
|
|
|
|
Nomura
|
10yrCMS-2yrCMS
|
|
see doc
|
Quarterly
|
12/22/2010
|
12/22/2025
|
65539AAL4
|
|
|
BBB+ / Baa2
|
|
|
|
Bank of America
|
10yrCMS-2yrCMS-25bps
|
|
see doc
|
Monthly
|
11/19/2010
|
11/19/2030
|
06048WEJ5
|
|
|
A2 / A
|
|
|
|
Citigroup Funding
|
10yrCMS-2yrCMS-25bps
|
|
see doc
|
Monthly
|
11/19/2010
|
11/19/2030
|
1730T0KV0
|
|
|
A3 / A
|
|
|
|
RBS
|
10yrCMS-2yrCMS-25bps
|
|
see doc
|
Quarterly
|
12/13/2010
|
12/13/2028
|
78009KPH9
|
|
|
A2 / A+
|
|
|
|
Citibank NA
|
10yrCMS-2yrCMS-55bps
|
|
see doc
|
Monthly
|
11/29/2010
|
11/29/2030
|
172986CK5
|
|
|
FDIC Insured
|
|
|
|
RBC
|
11nc5y Step Up Note
|
|
Step Up
|
Monthly
|
1/31/2011
|
1/31/2022
|
78008KF32
|
|
|
Aa1 / AA-
|
|
|
|
Barclays Bank PLC
|
12nc1y Step Up Note
|
|
Step Up
|
S/A pay
|
1/31/2012
|
1/31/2024
|
06738KH61
|
|
|
Aa3 / A+
|
|
|
|
RBC
|
12nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
4/28/2011
|
4/28/2023
|
78008K5U3
|
|
|
Aa1 / AA-
|
|
|
|
JP Morgan Chase
|
12nc1y Step Up Note
|
|
Step Up
|
S/A Pay
|
8/25/2011
|
8/25/2023
|
48125XC79
|
|
|
Aa3 / A+
|
|
|
|
Nomura America
|
12nc2y Step Up Note
|
|
Step Up
|
S/A Pay
|
2/25/2011
|
2/25/2023
|
65539AAR1
|
|
|
BBB+ / Baa2
|
|
|
|
HSBC
|
12nc4y Step Up Note
|
|
Step Up
|
Qrtly
|
11/1/2011
|
11/1/2023
|
4042K1QP1
|
|
|
A1 / AA-
|
|
|
|
HSBC
|
12nc4y Step Up Note
|
|
Step Up
|
Qrlty Pay
|
11/15/2011
|
11/15/2023
|
4042K1RK1
|
|
|
A1 / AA-
|
|
|
|
HSBC
|
12nc4y Step Up Note
|
|
Step Up
|
S/A Pay
|
7/28/2011
|
7/28/2023
|
4042K1KH5
|
|
|
A1 / AA-
|
|
|
|
HSBC
|
12nc4y Step Up Note
|
|
Step Up
|
Monthly
|
9/26/2011
|
9/26/2023
|
4042K1NN9
|
|
|
A1 / AA-
|
|
|
|
HSBC
|
12nc5y Step Up Note
|
|
Step Up
|
Monthly
|
12/19/2011
|
12/19/2023
|
4042K1TY9
|
|
|
A1 / A+
|
|
|
|
JP Morgan Chase Bank
|
12nc6m Step Up CD
|
|
Step Up
|
Monthly
|
3/11/2011
|
3/11/2023
|
48123YVJ2
|
|
|
FDIC Insured
|
|
|
|
JP Morgan Chase
|
12nc6m Step Up CD
|
|
Step Up
|
S/A Pay
|
4/6/2011
|
4/6/2023
|
48123YWB8
|
|
|
FDIC Insured
|
|
|
|
UBS AG
|
12nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
4/20/2011
|
4/20/2023
|
90261JGX5
|
|
|
Aa3 / A+
|
|
|
|
Bank of America
|
12nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
6/27/2011
|
6/27/2023
|
06048WGK0
|
|
|
A2 / A
|
|
|
|
UBS AG
|
12nc6m Step Up Note
|
|
Step Up
|
S/A Pay
|
9/29/2011
|
9/29/2023
|
90261JHR7
|
|
|
Aa3 / A+
|
|
|
|
JP Morgan Chase Bank
|
12nc6mo Step Up CD
|
|
Step Up
|
S/A Pay
|
2/24/2011
|
2/24/2023
|
48123YUL8
|
|
|
FDIC Insured
|
|
|
|
Morgan Stanley
|
12y CPI Linked Note
|
|
see doc
|
Monthly
|
5/17/2011
|
5/17/2023
|
61745EM81
|
|
|
A2 / A
|
|
|
|
JP Morgan
|
12y CPI Linked Note
|
|
see doc
|
Monthly
|
6/15/2011
|
6/15/2023
|
48125XTB2
|
|
|
Aa3 / A+
|
|
|
|
Morgan Stanley
|
12y CPI LInked Note
|
|
6.25%
|
Monthly
|
6/15/2011
|
6/15/2023
|
61745ET84
|
|
|
A2 / A
|
|
|
|
Bank of America
|
12y CPI Linked Note
|
|
see doc
|
Monthly
|
6/16/2011
|
6/16/2023
|
06048WGF1
|
|
|
A2 / A
|
|
|
|
Barclays Bank PLC
|
12y CPI Linked Note
|
|
see doc
|
Monthly
|
6/28/2011
|
6/28/2023
|
06738KLP4
|
|
|
Aa3 / AA-
|
|
|
|
Morgan Stanley
|
12y CPI Linked Note
|
|
see doc
|
Monthly
|
7/11/2011
|
7/11/2023
|
61745E2E0
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
12y CPI Linked Note
|
|
see doc
|
Monthly
|
8/12/2011
|
8/12/2023
|
61745E5L1
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
12y CPI Linked Note
|
|
see doc
|
Monthly
|
8/24/2011
|
8/24/2023
|
61745E6E6
|
|
|
A2 / A
|
|
|
|
Morgan Stanley
|
12y Libor Collared Floater Note
|
|
see doc
|
Qrtly
|
8/12/2011
|
8/12/2023
|
61745E4Y4
|
|
|
A2 / A
|
|
|
|
HSBC
|
12y Libor Fix-Flt Note
|
|
see doc
|
Qrtly
|
9/29/2011
|
9/29/2023
|
4042K1NT6
|
|
|
A1 / AA-
|
|
|
|
Morgan Stanley
|
12y SPX Range Accrual Note
|
|
see doc
|
Monthly
|
9/29/2011
|
9/29/2023
|
617482YF5
|
|
|
A2 / A
|
|
|
|
Barclays Bank PLC
|
12y Step Up Fixed Rate
|
|
Step Up
|
S/A Pay
|
1/21/2011
|
1/21/2023
|
06738J6S8
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
12y Step Up Fixed Rate Note
|
|
Step Up
|
Monthly
|
12/30/2010
|
12/30/2022
|
06738J5H3
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
12y Step Up Note
|
|
Step Up
|
S/A Pay
|
2/17/2011
|
2/17/2023
|
06738JDN1
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
12y Step Up Note
|
|
Step Up
|
S/A Pay
|
2/25/2011
|
2/25/2023
|
06738JE83
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
12y Step Up Note
|
|
Step Up
|
S/A
|
2/3/2011
|
2/3/2023
|
06738JB45
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
13nc1y Fixed Rate Note
|
|
4.75%
|
S/A
|
1/27/2011
|
1/27/2024
|
06738J6X7
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
13nc1y Fixed Rate Note
|
|
5.00%
|
S/A Pay
|
2/17/2011
|
2/17/2024
|
06738JCE2
|
|
|
Aa3 / AA-
|
|
|
|
Barclays
|
14nc1y Fixed Rate Note
|
|
5.00%
|
S/A Pay
|
12/30/2010
|
12/30/2024
|
06738J5K6
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
14nc1y Fixed Rate Note
|
|
5.00%
|
S/A Pay
|
2/10/2011
|
2/10/2025
|
06738JB52
|
|
|
Aa3 / AA-
|
|
|
|
Barclays Bank PLC
|
14nc1y Fixed Rate Note
|
|
5.00%
|
Monthly
|
2/3/2011
|
2/3/2025
|
06738J7L2
|
|
|
Aa3 / AA-
|
|
|
|
Nomura
|
15cn1y Step Range Accrual Note
|
|
see doc
|
Qrtly
|
6/8/2011
|
6/8/2026
|
65539AAU4
|
|
|
BBB+ / Baa2
|
|
